Disputes with financial advisers

How DAS Law can help you

Our experienced team of dispute resolution lawyers will provide you with practical legal advice if you have a legal dispute with a financial adviser.

These are some of the outcomes we can achieve for you:

  • Compensation for losses due to the financial adviser’s negligence.
  • Repayment of the fees paid to the adviser.
  • Important things to consider

    Here are some important things you should be aware of regarding your legal problem:

    • Proving that a financial adviser was negligent can be challenging.  You must show that no reasonably competent financial adviser would have given the advice your adviser gave or would have failed to give the advice your adviser failed to give.
    • Proving negligence will often require compelling expert evidence from another qualified financial adviser who is prepared to stand up in court if necessary.
    • The time limit for bringing a claim could start to run from the date of the adviser’s error or when negligent advice was acted on, rather than when the adviser’s negligence was discovered.

    How much will it cost?

    If you would like DAS Law to help you with your dispute with a financial adviser, there are a number of ways to fund your legal costs.

    Legal expenses insurance (LEI)

    If you have a commercial insurance policy this may include LEI cover. If so, your legal costs may be covered by that policy, subject to its terms and conditions. If you are unsure if your insurance policy includes LEI cover, we will check this with you.

    Personal LEI

    No legal expenses insurance

    Unfortunately we are unable to take on private instructions at the moment, and can only work with customers who have legal expenses insurance.

    What should I do next?

    If you have legal expenses insurance with DAS, please call us on the number listed in your policy.

    William Ellerton

    Head of Complex, Solicitor

    Learn more

    Your financial adviser owes you a duty of care, and you may well lose out financially if they breach that duty. If those are the circumstances, you should be entitled to compensation.

    William Ellerton, Dispute Management

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